The Securities and Exchange Commission [‘SECP] vide its circular no. 4 of 2023 has issued panel of auditors eligible to conduct audit of SECP regulated entities.
RSRIR has been listed among sixteen (16) firms in the top category of the panel of auditors.
SECP regulated entities include:
a) Securities Brokers
b) Futures Brokers
c) Non-banking Finance Companies
d) Insurance/Reinsurance Companies
e) Takaful Operators
f) Insurance/Reinsurance Brokers
g) Third Party Administrators
h) Securities and Futures Advisors
i) Securities Exchanges
j) Clearing Houses
k) Depository Companies
l) Futures Exchanges
m) Modarabas
n) Collective Investment Schemes
o) Voluntary Pension Schemes
p) Professional Clearing Member
q) REIT Schemes
r) Credit Rating Companies
s) Collateral Management Companies
t) Corporate Restructuring Companies
u) Shares Registrars and Balloters
